About Handle-AI

We help banks, financial institutions, and fintechs implement financial regulation — not just interpret it.

Who We Are

Handle-AI was founded by a former senior regulator at the Israeli Securities Authority (ISA). We bring something rare: deep regulatory expertise from inside the regulator's office, combined with hands-on implementation capability.

We've been on both sides of the table — writing regulations and helping firms comply with them.

What We Do

Most consultants tell you what the rules are. We show you how to actually comply — from licensing applications to operational controls to AI governance.

  • Regulatory Implementation: Licensing applications, compliance frameworks, operational controls
  • AI Governance: AI system deployment that meets SEC, FINRA, and international regulatory standards
  • Compliance Technology: AI-powered RegTech tools for automated compliance monitoring
  • Expert Analysis: Research and insights on evolving regulatory frameworks for AI in finance

Our Expertise

We specialize in helping financial institutions and fintechs navigate complex regulatory requirements:

  • SEC and FINRA compliance for investment advisers
  • AI fiduciary duty and automated investment advice
  • Broker-dealer licensing and operations
  • Payment institution regulation and compliance
  • Cross-border regulatory frameworks (US, EU, Israel)